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Executive - Ratings Quality Control

 Mumbai  0  NT-25

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Job Details

Company A Global Analytics Company
Position Executive - Ratings Quality Control
Required Experience 0-5 years-5
CTC Best in the industry
Location Mumbai
Job Code NT-25
Posted On 28 Aug 2020
Application Deadline 30 Sep 2020



  • Excellent in MS office Skills, Excel and PPT skills.
  • Excellent verbal and written communication skills.
  • Understanding of Indian Financial Services sector.
  • Competencies to translate compliance concepts into practical applications of day-to-day operations.
  • Ability to comprehend and provide solutions for Compliance related matters.

Experience 3-5 years of work experience with good working knowledge of managing regulatory compliance / compliance operations in BFSI domain.                                                                              Essential Qualification MBA preferred.


Role Summary

  • To monitor and disseminate the regulatory landscape, evaluate the implications and policy requirements/changes and ensure adherence to the same.
  • Support the monitoring of compliance with applicable policies and regulations.
  • To coordinate for Audits / Inspections / Investigations and closure of MAPs.
  • Preparation of periodic / adhoch for regulatory disclosures / submissions.
  • To resolve compliance related queries received from Ratings team members.
  • To compile the data for the breaches, incidents and complaints.
  • Provide assistance in Risk Management activities such as DLP, BCP.
  • Preparation of MIS, reports for the leadership as per the stipulated framework.
  • Developing and conducting training as per the training calendar.

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